Technical Report – SEC 17a-4(f) Compliance Assessment of the InfiniVault archive appliance

Author: Cohasset Associates

This third-party technical report is a compliance assessment written by one of the foremost consulting firms specializing in document-based information management. The report concludes that ProStor Systems InfiniVault™ archive appliance has successfully completed a compliance assessment by Cohasset Associates regarding the product’s capabilities to meet the relevant requirements of the Security and Exchange Commission (SEC) Rule 17a-4(f) that regulate the storage, retrieval and management of electronic records for members, brokers or dealers and selected requirements set forth in other regulatory and electronic records standards.

This report covers in detail the relevant SEC Rule 17a-4(f) requirements met by InfiniVault as well as other requirements met by InfiniVault, including HIPAA and DOD 5015.2 Standard.

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